SFC Licences of SO Adrian Lap Kuen 蘇立權

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 2 18 February 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 18 February 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 23 March 2018 22 May 2020
CMB International Securities Limited 招銀國際證券有限公司 RE 1 28 August 2017 22 May 2020