SFC Licences of SO Adrian Lap Kuen 蘇立權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 February 2021 | 23 May 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 February 2021 | 23 May 2023 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 23 March 2018 | 22 May 2020 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 28 August 2017 | 22 May 2020 |