SFC Licences of LIU Yuhan 劉雨寒
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 04 October 2021 | |
| ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 29 August 2017 | 25 August 2021 |