SFC Licences of WANG Xiance 王宪策
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 | RE | 9 | 15 June 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 03 September 2018 | 14 April 2021 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 01 September 2017 | 20 July 2018 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 6 | 01 September 2017 | 20 July 2018 |