SFC Licences of WANG Xiance 王宪策

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
DTC Investment Management (HK) Limited 東亭資產管理(香港)有限公司 RE 9 15 June 2021
CLSA Limited 中信里昂證券有限公司 RE 4 03 September 2018 14 April 2021
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 01 September 2017 20 July 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 01 September 2017 20 July 2018