SFC Licences of NG Wang Chiu 吳宏超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 19 September 2023 | |
| CMB International Futures Limited 招銀國際期貨有限公司 | RE | 2 | 19 September 2023 | |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 06 January 2021 | 31 August 2023 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 06 January 2021 | 31 August 2023 |
| China Industrial Securities International Brokerage Limited 興證國際證券有限公司 | RE | 1 | 05 September 2017 | 18 April 2018 |