SFC Licences of LUO Chen 羅琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 25 October 2021 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 October 2021 | |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 17 December 2018 | 30 September 2021 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 6 | 23 November 2018 | 30 September 2021 |
| Changjiang Corporate Finance (HK) Limited 長江證券融資(香港)有限公司 | RE | 6 | 31 August 2017 | 17 November 2018 |