SFC Licences of CHAN Kwok Ying 陳幗盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 2 | 05 July 2021 | |
| Head & Shoulders Securities Limited 聯合證券有限公司 | RE | 1 | 05 July 2021 | |
| LT Finance Management Limited | RE | 5 | 23 January 2018 | 31 March 2019 |
| LT Securities Limited 利通證券有限公司 | RE | 2 | 23 January 2018 | 31 March 2019 |
| LT Finance Management Limited | RE | 4 | 03 October 2017 | 31 March 2019 |
| LT Securities Limited 利通證券有限公司 | RE | 1 | 03 October 2017 | 31 March 2019 |