SFC Licences of LI Shuxi 李舒習
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 9 | 24 June 2020 | 25 November 2020 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 4 | 24 June 2020 | 25 November 2020 |
| Glory Sun Securities Limited 寶新證券有限公司 | RE | 1 | 24 June 2020 | 25 November 2020 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 9 | 26 May 2020 | 09 June 2020 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 4 | 26 May 2020 | 09 June 2020 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 | RE | 1 | 26 May 2020 | 09 June 2020 |
| China-Hong Kong Connect International Securities Limited 中港通國際證券有限公司 | RE | 1 | 27 December 2019 | 03 January 2020 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 | RE | 9 | 27 December 2019 | 03 January 2020 |
| Hang Tai Asset Management Limited 恒泰資產管理有限公司 | RE | 4 | 27 December 2019 | 03 January 2020 |
| Fosun International Securities Limited 復星國際證券有限公司 | RE | 1 | 07 September 2017 | 03 October 2018 |