SFC Licences of GUO Li Ning 郭力寧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 4 | 22 December 2023 | |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 22 December 2023 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 4 | 22 December 2023 | |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 22 December 2023 | |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 | RE | 4 | 09 November 2021 | 29 September 2023 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RE | 1 | 22 September 2017 | 23 September 2021 |