SFC Licences of ZHOU Xinchen 周欣辰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 2 | 22 October 2021 | |
CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 | RE | 1 | 06 October 2021 | |
UBS Securities Hong Kong Limited | RE | 1 | 05 February 2020 | 12 July 2021 |
UBS Securities Asia Limited | RE | 1 | 07 September 2017 | 12 July 2021 |
UBS Securities Asia Limited | RE | 2 | 07 September 2017 | 10 September 2019 |