SFC Licences of LIU Ying 劉莹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Global Markets Limited 招銀國際環球市場有限公司 RE 1 17 September 2021
CMB International Securities Limited 招銀國際證券有限公司 RE 4 11 December 2019
CMB International Securities Limited 招銀國際證券有限公司 RE 1 28 October 2019
BOCI Securities Limited 中銀國際證券有限公司 RE 1 07 September 2017 10 September 2019