SFC Licences of LIU Ying 劉莹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 29 August 2022 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 17 September 2021 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 4 | 11 December 2019 | |
CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 28 October 2019 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 07 September 2017 | 10 September 2019 |