SFC Licences of LIU Junming 劉峻銘

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 14 July 2021
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 14 July 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 02 February 2021 28 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 02 February 2021 28 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 02 February 2021 28 May 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 08 September 2017 06 November 2020
CMB International Capital Limited 招銀國際融資有限公司 RE 1 08 September 2017 06 November 2020