SFC Licences of LIU Junming 劉峻銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 14 July 2021 | |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 14 July 2021 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 02 February 2021 | 28 May 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 02 February 2021 | 28 May 2021 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 02 February 2021 | 28 May 2021 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 6 | 08 September 2017 | 06 November 2020 |
CMB International Capital Limited 招銀國際融資有限公司 | RE | 1 | 08 September 2017 | 06 November 2020 |