SFC Licences of LEUNG Soi Chi 梁瑞芝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 19 December 2019 | |
First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 13 December 2019 | |
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 | RE | 5 | 18 February 2019 | 30 November 2019 |
Xuantie International Investment Co., Ltd 玄鐵國際投資有限公司 | RE | 2 | 18 February 2019 | 30 November 2019 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 2 | 20 April 2018 | 22 January 2019 |
TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 19 September 2017 | 22 January 2019 |