SFC Licences of LIU Xi 劉茜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CPPIB PE Investments Asia Limited RE 1 22 March 2022
CPPIB Asia Inc. RE 1 23 August 2021 22 March 2022
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 08 October 2018 26 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 08 October 2018 26 May 2021
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 08 October 2018 26 May 2021
CMB International Capital Limited 招銀國際融資有限公司 RE 6 08 September 2017 16 August 2018
CMB International Capital Limited 招銀國際融資有限公司 RE 1 08 September 2017 16 August 2018