SFC Licences of LI Botao 李伯韜

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Corporate Finance (Hong Kong) Limited
RE 6 06 September 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 19 May 2020 20 July 2021
CLSA Limited 中信里昂證券有限公司
RE 4 17 October 2019 06 March 2020
CLSA Limited 中信里昂證券有限公司
RE 1 23 September 2019 06 March 2020
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4, 6 23 September 2019 06 March 2020
CCB International Capital Limited 建銀國際金融有限公司
RE 1, 4, 6 08 September 2017 14 September 2019