SFC Licences of LI Botao 李伯韜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 06 September 2021 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 19 May 2020 | 20 July 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 19 May 2020 | 20 July 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 17 October 2019 | 06 March 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 23 September 2019 | 06 March 2020 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 23 September 2019 | 06 March 2020 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 23 September 2019 | 06 March 2020 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 08 September 2017 | 14 September 2019 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 08 September 2017 | 14 September 2019 |
CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 08 September 2017 | 14 September 2019 |