SFC Licences of XIAO Li 肖傈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Oscar and Partners Capital Limited 奧陸資本有限公司 | RE | 9 | 17 June 2020 | 22 January 2021 |
| Oscar and Partners Capital Limited 奧陸資本有限公司 | RE | 4 | 04 June 2020 | 22 January 2021 |
| Cinda International Research Limited 信達國際研究有限公司 | RE | 4 | 18 October 2018 | 15 February 2020 |
| Fortune Origin Securities Limited 富中證券有限公司 | RE | 4 | 13 September 2017 | 29 June 2018 |
| Fortune Origin Securities Limited 富中證券有限公司 | RE | 9 | 13 September 2017 | 29 June 2018 |