SFC Licences of SHEN Yiqing 沈亦卿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | RE | 6 | 13 August 2019 | 29 November 2019 |
| Merrill Lynch Far East Limited | RE | 4 | 13 August 2019 | 29 November 2019 |
| Merrill Lynch Far East Limited | RE | 1 | 13 August 2019 | 29 November 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 13 August 2019 | 29 November 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 13 August 2019 | 29 November 2019 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 August 2019 | 29 November 2019 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 6 | 13 September 2017 | 22 September 2018 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 13 September 2017 | 22 September 2018 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 1 | 13 September 2017 | 22 September 2018 |