SFC Licences of SUGARMAN Richard Neil
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GFI (HK) Securities L.L.C. | RE | 7 | 11 September 2017 | 29 December 2023 |
GFI (HK) Securities L.L.C. | RE | 1 | 11 September 2017 | 29 December 2023 |