SFC Licences of LI Man 李曼

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司
RE 4, 9 24 November 2021
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司
RE 4, 9 10 October 2019 29 October 2021
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司
RE 1, 4 21 September 2017 02 October 2019
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司
RE 9 21 September 2017 02 October 2019