SFC Licences of LI Man 李曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 9 | 01 December 2022 | |
Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司 | RE | 4 | 01 December 2022 | |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 9 | 24 November 2021 | 31 December 2022 |
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 | RE | 4 | 24 November 2021 | 31 December 2022 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 9 | 10 October 2019 | 29 October 2021 |
China Life Franklin Asset Management Co., Limited 中國人壽富蘭克林資產管理有限公司 | RE | 4 | 10 October 2019 | 29 October 2021 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 21 September 2017 | 02 October 2019 |
Orient Asset Management (Hong Kong) Limited 東方資產管理(香港)有限公司 | RE | 9 | 21 September 2017 | 02 October 2019 |
Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 4 | 21 September 2017 | 02 October 2019 |