SFC Licences of ZHU Yali 朱亞莉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	7	10 July 2023	19 January 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	4	15 April 2020	19 January 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RO	1	15 April 2020	19 January 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	2	28 October 2019	19 January 2024
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	4	10 October 2019	15 April 2020
Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司	RE	1	10 October 2019	15 April 2020
Yunfeng Asset Management Limited 雲鋒資產管理有限公司	RE	9	10 April 2018	19 August 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RO	1	22 January 2018	19 August 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RO	1	22 January 2018	19 August 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	4	21 September 2017	19 August 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	9	21 September 2017	19 August 2019
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	4	21 September 2017	19 August 2019
Yunfeng Securities Limited 雲鋒證券有限公司	RE	1	21 September 2017	22 January 2018
Yunfeng Financial Markets Limited 雲鋒金融市場有限公司	RE	1	21 September 2017	22 January 2018