SFC Licences of HUANG Yun Tong 黃蘊彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SPDB International Securities Limited 浦銀國際證券有限公司 | RE | 1 | 02 September 2021 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 6 | 02 September 2021 | |
| SPDB International Capital Limited 浦銀國際融資有限公司 | RE | 1 | 02 September 2021 | |
| Soochow Securities International Capital Limited 東吳證券國際融資有限公司 | RE | 6 | 12 February 2019 | 08 August 2021 |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 12 February 2019 | 08 August 2021 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 6 | 13 September 2017 | 24 January 2019 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 | RE | 1 | 13 September 2017 | 24 January 2019 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 | RE | 1 | 13 September 2017 | 24 January 2019 |