SFC Licences of DI Yi 狄一
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 12 August 2021 | |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 11 June 2021 | |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 11 June 2021 | |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 14 September 2017 | 14 May 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 14 September 2017 | 14 May 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 September 2017 | 14 May 2021 |