SFC Licences of DI Yi 狄一

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 12 August 2021
CLSA Limited 中信里昂證券有限公司
RE 1 11 June 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 11 June 2021
BOCI Securities Limited 中銀國際證券有限公司
RE 1 14 September 2017 14 May 2021
BOCI Asia Limited 中銀國際亞洲有限公司
RE 1, 6 14 September 2017 14 May 2021