SFC Licences of COULDREY Ranulf David Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 6 | 22 October 2018 | |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 4 | 05 September 2018 | |
| Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 05 September 2018 | |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 26 September 2017 | 08 January 2018 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 4 | 26 September 2017 | 08 January 2018 |