SFC Licences of YAN Yichen 鄢一琛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 9 | 06 May 2022 | |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 4 | 06 May 2022 | |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 | RE | 1 | 06 May 2022 | |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 10 December 2019 | 31 March 2020 |
| Moody's Investors Service Hong Kong Limited | RE | 10 | 30 October 2017 | 05 July 2019 |