SFC Licences of CASSIDY Piers Maximillian Anthony

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 17 February 2021 24 May 2023
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 03 February 2021 24 May 2023
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 22 September 2017 31 October 2020