SFC Licences of LUI Kai Yiu 雷啓耀
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| TFI Securities and Futures Limited 天風國際證券與期貨有限公司 | RE | 1 | 26 April 2022 | |
| Orient Futures (Hong Kong) Limited 東方期貨(香港)有限公司 | RE | 2 | 07 April 2021 | 02 April 2022 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 | RE | 1 | 07 April 2021 | 02 April 2022 |
| Lion Futures Limited 獅子期貨有限公司 | RE | 2 | 18 September 2018 | 05 March 2021 |
| Lion International Securities Group Limited 獅子國際證券集團有限公司 | RE | 1 | 18 September 2018 | 05 March 2021 |
| Hao Tian International Securities Limited 昊天國際證券有限公司 | RE | 1 | 14 May 2018 | 08 September 2018 |
| Hao Tian International Futures Limited 昊天國際期貨有限公司 | RE | 2 | 18 October 2017 | 08 September 2018 |