SFC Licences of XU Qiumeng 徐秋梦

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 23 September 2021 10 October 2022
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 1 01 June 2020 04 September 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 01 June 2020 04 September 2021
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 9 11 May 2020 04 September 2021
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 RE 4 11 May 2020 04 September 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 9 11 May 2020 04 September 2021
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 11 May 2020 04 September 2021
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 9 19 September 2017 10 March 2020
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 RE 4 19 September 2017 10 March 2020