SFC Licences of XU Qiumeng 徐秋梦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 23 September 2021 | 10 October 2022 |
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 1 | 01 June 2020 | 04 September 2021 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 1 | 01 June 2020 | 04 September 2021 |
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 9 | 11 May 2020 | 04 September 2021 |
China Everbright Securities Asset Management Limited 中國光大證券資產管理有限公司 | RE | 4 | 11 May 2020 | 04 September 2021 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 9 | 11 May 2020 | 04 September 2021 |
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 | RE | 4 | 11 May 2020 | 04 September 2021 |
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 9 | 19 September 2017 | 10 March 2020 |
China Orient International Asset Management Limited 中國東方國際資產管理有限公司 | RE | 4 | 19 September 2017 | 10 March 2020 |