SFC Licences of ZHOU Geng 周耿

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RO 4, 9 27 January 2022
CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司
RE 4, 9 25 October 2021 27 January 2022
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司
RO 4, 9 10 September 2019 08 October 2021
Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司
RE 4, 9 02 July 2019 10 September 2019
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司
RE 1 17 April 2019 17 June 2019
China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司
RE 4, 9 19 September 2017 17 June 2019