SFC Licences of ZHOU Geng 周耿
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RO | 4, 9 | 27 January 2022 | |
| CMS Asset Management (HK) Co., Limited 招商證券資產管理(香港)有限公司 |
RE | 4, 9 | 25 October 2021 | 27 January 2022 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RO | 4, 9 | 10 September 2019 | 08 October 2021 |
| Dongxing Securities (Hong Kong) Asset Management Company Limited 東興證券(香港)資產管理有限公司 |
RE | 4, 9 | 02 July 2019 | 10 September 2019 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
RE | 1 | 17 April 2019 | 17 June 2019 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
RE | 4, 9 | 19 September 2017 | 17 June 2019 |