SFC licenceholder BKZ927 TSE Ka Yi Nakita 謝嘉宜

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 04 June 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 27 December 2018
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 27 December 2018
China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities) 09 October 2017 02 June 2018