SFC Licences of CHEN Pengge 陳鵬戈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 23 December 2021 | 09 March 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 02 December 2021 | 09 March 2023 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 21 March 2019 | 10 August 2021 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 21 March 2019 | 10 August 2021 |
| orientiert XYZ Securities Limited | RE | 1 | 13 November 2017 | 01 February 2019 |
| orientiert XYZ Securities Limited | RE | 4 | 13 November 2017 | 01 February 2019 |
| orientiert XYZ Securities Limited | RE | 6 | 13 November 2017 | 01 February 2019 |