SFC Licences of TSE Siu Jan 謝兆尊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 09 September 2021 | 31 August 2023 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 30 July 2021 | 31 August 2023 |
| HSBC Corporate Finance (Hong Kong) Limited | RE | 6 | 27 October 2017 | 11 June 2021 |