SFC Licences of O Wai Mun 柯惠汶

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Sorrento Securities Limited 擎天證券有限公司 RE 1 30 November 2020 07 March 2024
Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 RE 1 26 September 2017 30 September 2020