SFC Licences of LAU Kwun Ping 劉冠平
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 9 | 08 April 2021 | |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 08 April 2021 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 08 April 2021 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 1 | 08 April 2021 | |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 05 March 2021 | |
Mitsubishi UFJ Investment Services (HK) Limited 三菱日聯投資服務(香港)有限公司 | RE | 4 | 22 September 2017 | 31 December 2020 |