SFC Licences of STORY William Luke

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
UBS Securities Hong Kong Limited RE 1 28 September 2017 28 October 2017
UBS Securities Asia Limited RE 2 28 September 2017 28 October 2017
UBS Securities Asia Limited RE 1 28 September 2017 28 October 2017