SFC Licences of TAM Yui Fai 譚銳輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 4 | 29 September 2022 | |
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 | RE | 2 | 19 June 2018 | |
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 | RE | 1 | 01 June 2018 | |
China On Securities Limited 中安證券有限公司 | RE | 1 | 01 November 2017 | 19 April 2018 |