SFC Licences of ZHENG Yuanyuan 鄭媛媛
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 5 | 17 March 2020 | 06 January 2023 |
Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 21 February 2020 | 06 January 2023 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 4 | 21 February 2020 | 06 January 2023 |
Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 21 February 2020 | 06 January 2023 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 4 | 29 March 2019 | 17 January 2020 |
Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 | RE | 2 | 01 August 2018 | 17 January 2020 |
Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 | RE | 1 | 01 August 2018 | 17 January 2020 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 05 March 2018 | 30 June 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 03 October 2017 | 30 June 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 2 | 03 October 2017 | 30 June 2018 |