SFC Licences of SMITH Claire Elizabeth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 12 March 2018 | 17 May 2021 |
| Schroder Investment Management (Hong Kong) Limited | RE | 1 | 11 October 2017 | 24 October 2017 |