SFC Licences of MALLIK UPASANA

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 21 August 2023 21 February 2024
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 4 21 August 2023
Macquarie Capital Limited 麥格理資本股份有限公司 RE 4 29 September 2017 30 July 2018