SFC Licences of TANG Rundong 湯潤東

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 4 16 September 2021
CLSA Capital Markets Limited 中信里昂證券資本市場有限公司
RE 6 09 August 2021
CLSA Limited 中信里昂證券有限公司
RE 1 09 August 2021
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司
RE 1, 6 27 September 2017 09 July 2021