SFC Licences of TANG Rundong 湯潤東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 16 September 2021 | |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 09 August 2021 | |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 09 August 2021 | |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 27 September 2017 | 09 July 2021 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 27 September 2017 | 09 July 2021 |