SFC Licences of IWAO Kentaro
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 21 September 2018 | 20 August 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 21 September 2018 | 20 August 2021 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 15 June 2018 | 14 September 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 15 June 2018 | 14 September 2018 |
| Merrill Lynch Far East Limited | RE | 1 | 06 October 2017 | 11 October 2017 |
| Merrill Lynch Far East Limited | RE | 2 | 06 October 2017 | 11 October 2017 |