SFC Licences of WRAITH John William
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Asia Limited | RE | 4 | 05 March 2019 | 07 March 2019 |
| UBS Securities Asia Limited | RE | 4 | 06 October 2017 | 11 October 2017 |