SFC Licences of CHEN Dajian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Hong Kong Limited | RE | 1 | 12 October 2017 | 08 December 2017 |
UBS Securities Asia Limited | RE | 2 | 12 October 2017 | 08 December 2017 |
UBS Securities Asia Limited | RE | 1 | 12 October 2017 | 08 December 2017 |
UBS Securities Hong Kong Limited | RE | 2 | 12 October 2017 | 08 December 2017 |