SFC Licences of KWOK Kwai Ming Natalie 郭桂明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
uSmart Securities Limited 盈立證券有限公司 | RE | 1 | 05 November 2021 | 25 June 2023 |
Bright Smart Forex Limited 耀才環球外匯有限公司 | RE | 3 | 12 September 2018 | 13 September 2021 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 02 March 2018 | 13 September 2021 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 06 October 2017 | 13 September 2021 |