SFC Licences of RUSTAGI Amit
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 30 January 2024 | 05 February 2024 |
UBS Securities Asia Limited | RE | 4 | 03 July 2023 | 12 July 2023 |
UBS Securities Asia Limited | RE | 4 | 07 December 2022 | 09 December 2022 |
UBS Securities Asia Limited | RE | 4 | 05 December 2017 | 25 April 2021 |
UBS Securities Asia Limited | RE | 4 | 06 October 2017 | 13 October 2017 |