SFC Licences of LUO Xinghua 羅興華

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Pioneer Asset Management Limited 先鋒資產管理有限公司 RO 9 09 January 2023
Pioneer Asset Management Limited 先鋒資產管理有限公司 RO 4 09 January 2023
Hong Kong Broad Capital Limited 香港弘博資本有限公司 RO 4 16 September 2021 06 January 2023
Hong Kong Broad Capital Limited 香港弘博資本有限公司 RO 9 26 June 2018 06 January 2023