SFC Licences of QI Ruixiao 齊芮瀟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 4 | 11 August 2021 | 27 April 2022 |
China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 | RE | 1 | 11 August 2021 | 27 April 2022 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 6 | 11 August 2021 | 27 April 2022 |
China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 | RE | 1 | 11 August 2021 | 27 April 2022 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 10 October 2017 | 30 August 2019 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 10 October 2017 | 30 August 2019 |