SFC Licences of YU Boyang 于伯陽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CITIC Securities Futures (HK) Limited 中信証券期貨(香港)有限公司 | RE | 2 | 26 February 2019 | 24 February 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 4 | 30 January 2019 | 24 February 2021 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 30 January 2019 | 24 February 2021 |
CLSA Limited 中信里昂證券有限公司 | RE | 1 | 06 October 2017 | 22 January 2019 |
CLSA Limited 中信里昂證券有限公司 | RE | 4 | 06 October 2017 | 22 January 2019 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 06 October 2017 | 22 January 2019 |
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 06 October 2017 | 22 January 2019 |