SFC Licences of SHI Lei 時磊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 06 June 2022 | |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 19 December 2019 | 08 April 2022 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 19 December 2019 | 08 April 2022 |
| DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 06 December 2019 | 08 April 2022 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 10 October 2017 | 25 October 2019 |