SFC Licences of CHOW Long Ching 周朗程
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 17 November 2023 | |
CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司 | RE | 1 | 12 July 2023 | 18 September 2023 |
China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 | RE | 2 | 07 March 2022 | 18 September 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 07 March 2022 | 18 September 2023 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 4 | 24 February 2022 | 18 September 2023 |
ICBC International Research Limited 工銀國際證券研究有限公司 | RE | 4 | 10 October 2017 | 28 January 2022 |