SFC Licences of WONG Kai Yuen, Clement 黃啟源

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Haitong International Securities Company Limited 海通國際證券有限公司 RE 4 26 October 2021 07 October 2022
Haitong International Capital Limited 海通國際資本有限公司 RE 6 16 September 2021 07 October 2022
Haitong International Securities Company Limited 海通國際證券有限公司 RE 1 16 September 2021 07 October 2022
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 1 27 August 2020 27 August 2021
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RE 6 10 October 2017 27 August 2021