SFC Licences of WONG Kai Yuen, Clement 黃啟源
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 26 October 2021 | 07 October 2022 |
Haitong International Capital Limited 海通國際資本有限公司 | RE | 6 | 16 September 2021 | 07 October 2022 |
Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 16 September 2021 | 07 October 2022 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 1 | 27 August 2020 | 27 August 2021 |
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 | RE | 6 | 10 October 2017 | 27 August 2021 |