SFC Licences of FONG Chi Chuen, Ronnie 方志泉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RE | 9 | 18 January 2021 | ||
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 05 October 2020 | 31 December 2020 |
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 05 October 2020 | 31 December 2020 |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 9 | 10 April 2019 | 25 September 2020 |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 4 | 10 April 2019 | 25 September 2020 |
Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 | RE | 1 | 19 March 2019 | 14 June 2019 |
Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 18 October 2017 | 22 February 2019 |